Wall street polices itself: how securities firms manage the legal hazards of competitive pressures

Auteur : McCaffrey, David P. / Hart, David W.
Éditeur : Oxford University Press Inc
ISBN : 9780195111873
Date de publication : 1 oct. 1998
Dimensions : 23,6 x 16,3 x 2,3 cm
Poids : 499 g
Langue : Anglais
Pays d'origine : USA

Examines how firms in the securities industry practice self-regulation, looking at three elements of the system which determine success or failure: a combination of the industry's technological, economic, competitive and legal conditions, why effective self-regulation varies between firms, and how the industry and government can facilitate it.

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